BILL ANALYSIS                                                                                                                                                                                                    



                                                                  AB 2404
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          Date of Hearing:   April 25, 2000

                          ASSEMBLY COMMITTEE ON JUDICIARY 
                              Sheila James Kuehl, Chair
                 AB 2404 (Papan) - As Introduced:  February 24, 2000
           
          SUBJECT  :   APPELLATE OPINIONS:  PUBLICATION; CITATION 

           KEY ISSUE  :

          1)IS THIS BILL'S REQUIREMENT THAT ALL FINAL OPINIONS OF THE  
            CALIFORNIA SUPREME COURT, COURTS OF APPEAL, AND APPELLATE  
            DIVISIONS OF THE SUPERIOR COURTS BE MADE AVAILABLE FOR PRIVATE  
            PUBLICATION WORKABLE? 

          2)IS THIS BILL'S REQUIREMENT THAT ALL SUCH OPINIONS CONSTITUTE  
            PRECEDENT CONSTITUTIONAL?

           SUMMARY  :   Requires that all final opinions of the California  
          Supreme Court, courts of appeal and appellate divisions of the  
          superior courts be made available for private publication, and  
          provides that such opinions shall constitute precedent under the  
          doctrine of stare decisis the same as opinions published in the  
          official reports.

           EXISTING LAW  : 

          1)Provides, in the California Constitution, that "the  
            Legislature shall provide for the prompt publication of such  
            opinions of the Supreme Court and courts of appeal as the  
            Supreme Court deems appropriate, and those opinions shall be  
            available for publication by any person."  (Cal. Const. Art.  
            VI, Section 14.)

          2)Provides that all opinions of the Supreme Court shall be  
            published in the Official Reports.  (Rule of Court 976.)

          3)Provides that an opinion of a Court of Appeal or appellate  
            division of the superior court may be published only if it  
            meets one of the following standards or the Supreme Court  
            orders it published:

             a)   The opinion establishes a new rule of law, applies an  
               existing rule to a set of facts significantly different  
               from those stated in published opinions, or modifies or  








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               criticizes an existing rule;

             b)   The opinion resolves or creates an apparent conflict in  
               the law;

             c)   The opinion involves a legal issue of continuing public  
               interest; or

             d)   The opinion makes a significant contribution to legal  
               literature by reviewing either the development of a common  
               law rule or the legislative or judicial history of a  
               provision of a constitution, statute, or other written law.  
                (Rule of Court 976.)

          4)Provides that a court may certify for publication any part of  
            an opinion that meets the standard for publication in Rule  
            976(b).  (Rule of Court 976.1.)

          5)Provides that an opinion of a Court of Appeal or an appellate  
            department of the superior court that is not certified for  
            publication may not be cited or relied on by a court or party  
            in any action or proceeding except  (1) when the opinion is  
            relevant under the doctrines of law of the case, res judicata,  
            or collateral estoppel or (2) when the opinion is relevant to  
            a criminal or disciplinary action or proceeding because it  
            states reasons for a decision affecting the same defendant or  
            respondent in another action or proceeding.  (Rule of Court  
            977.)

          6)Provides a process for requesting publication of unpublished  
            opinions and for requesting depublication of published  
            opinions.  (Rules of Court 978 and 979.)

          7)Provides that such opinions of the Supreme Court, the courts  
            of appeal and the appellate divisions of the superior courts  
            as the Supreme Court may deem expedient shall be published in  
            the official reports.  (Government Code section 68902.)

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   Although the author has not provided this Committee  
          with any background on the bill, it is presumed that the bill's  
          intent is to allow all final appellate court opinions to be  
          citable.  In order to achieve this objective, the bill requires  
          that all final opinions of the California Supreme Court, courts  








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          of appeal and appellate divisions of the superior courts be made  
          available for private publication, and provides that such  
          opinions shall constitute precedent under the doctrine of stare  
          decisis the same as opinions published in the official reports.   
          At the same time, the bill lets stand the California Supreme  
          Court's ability under Article VI, Section 14 of the California  
          Constitution, Government Code section 68902 and Rule of Court  
          979 to depublish an opinion certified for publication.  

          As a result, the bill creates a situation where the opinions  
          contained in both the Official Reports (which currently contains  
          opinions certified for publication under Rules of Court 976 and  
          978) and the private reporting system (which, under the bill,  
          would contain  all  final appellate court opinions) would be  
          considered citable and therefore of precedential value.  Thus,  
          the body of law an attorney and a court would be expected to  
          know would expand tremendously under the bill.  According to a  
          recent article entitled "On Publication, Opinions Abound," the  
          bill would result in a "? tenfold increase in the number of  
          legal opinions published by California's appellate courts ..."  
          ("On Publication, Opinions Abound," Kenneth Livingston,  
          www.callaw.com/opinions/ stories/edt0419i.html.)  

           Constitutional Requirement that the Supreme Court Determine  
          Which Cases Should be Published  .  Article VI, Section 16 of the  
          California Constitution originally provided:  "The Legislature  
          shall provide for the speedy publication of such opinions of the  
          supreme court and of the district courts of appeal as the  
          supreme court may deem expedient, and all opinions shall be free  
          for publication by any person."  In 1966, Article VI, regarding  
          the judiciary, was revised.  Section 16, in particular, was  
          renumbered as Section 14 and revised to read:  "The Legislature  
          shall provide for the prompt publication of such opinions of the  
          Supreme Court and courts of appeal as the Supreme Court deems  
          appropriate, and those opinions shall be available for  
          publication by any person."  

           This Bill is Not About Depublication  .  As mentioned above, the  
          bill does not directly amend the Supreme Court's ability to  
          determine which opinions should be available for publication.   
          Instead, the bill provides that all opinions be published in a  
          separate private system and be citable.  As a result, the bill  
          has the consequence of affecting the Supreme Court's discretion  
          to determine which cases are citable as precedent.  The issue  
          this bill raises then is whether all final opinions of the  








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          courts of appeal and appellate divisions of the superior courts  
          should be citable as precedent.  It does not directly limit the  
          ability of the Supreme Court to depublish cases, so for those  
          who focus on that concern, this is not the bill.

           Selective Publication in Other States  .  California, like 22  
          other states, has a system of selective publication of the  
          decisions of the Court of Appeal and the appellate divisions of  
          the Superior Court.  There are eight states with rules that  
          require that all intermediate appellate court opinions be  
          published in the official reports.  The remaining states have  
          rules that fall somewhere in between.  In the eight states that  
          require publication of all appellate court opinions, the court  
          has the ability to determine that the disposition of the case  
          requires something other than an opinion, for example, a  
          decision or memorandum opinion or per curiam opinion.  (C.  
          Flango and D. Rottman, Appellate Court Procedures,  
          (Williamsburg, Va:  National Center for State Courts, 1998)  
          139-147.)

           Appellate Process Task Force  .  The Judicial Council's Appellate  
          Process Task Force, chaired by First District Court of Appeal  
          Justice Gary Strankman, has been charged with examining "the  
          manner in which appellate courts perform their functions."  The  
          Task Force is required to "make recommendations to the Judicial  
          Council for how the functions, structure and work flow might be  
          revised to enhance the efficiency of the appellate process."   
          One of the issues to be addressed by the Task Force is the  
          publication of opinions.

           ARGUMENTS IN SUPPORT  :   Stephen Barnett, Professor at Boalt Hall  
          School of Law, recently wrote in strong support of the need to  
          reform California's approach to publication in the  San Francisco  
          Daily Journal  .  Barnett's own words succinctly and pithily  
          summarize the proponents' arguments in support of this  
          legislation:

               Nonpublication of appellate opinions began in the  
               1970s as a response to the enormous growth in judicial  
               caseloads and the resulting demands on paper, shelf  
               space, lawyers' and judges' time and money.  Today, 93  
               percent of California Court of Appeal opinions are  
               unpublished.

               The system rests both on Court Rule 976, stating that  








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               no court of appeal opinion "may be published in the  
               Official Reports" unless it meets one of four stated  
               criteria (or unless the Supreme Court orders it  
               published), and on Court Rule 977, stating that an  
               unpublished opinion "shall not be cited" by a court or  
               party in any other case.

               When these rules first issued, non-publication and  
               non-citation were nearly synonymous.  If a case didn't  
               appear in the official reports, it pretty much wasn't  
               available, so of course no one could cite it.  Today,  
               the term "unpublished" is largely a misnomer, with  
               unpublished cases often freely available online and  
               elsewhere.

               So the issue now isn't non-publication under Rule 976;  
               courts could make all their opinions available and  
               still publish in the official reports only those they  
               considered important.  The issue is the citation ban  
               of Rule 977.  If attorneys think an unpublished  
               opinion will help their client, should the law bar  
               them from telling the court about it?

          According to Barnett, there are "at least" six arguments which  
          would say no.  He lists them as follows:

                 The non-citation rule lends itself to unequal  
               application of law.  A court's unpublished decision need  
               not apply to a subsequent case presenting the same facts.   
               Indeed, the court in the second case can't even hear about  
               the first decision.

                 The public is likely to suspect that worse things are  
               going on.  Even if publicly available, court opinions not  
               citable to other courts are in some sense secret and  
               therefore suspect.  They rob the judicial system of  
               visibility, accountability; legitimacy and respect.

                 The claim that California courts publish all their  
               "important" opinions passes belief.  Publication rates vary  
               widely among courts of appeal - from 7 percent to 27  
               percent in civil cases - and many unpublished opinions  
               prove important enough for state Supreme Court review.

                 Unpublished opinions comprise what one judge has called  








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               "a vast underground body of law."  That law is more  
               accessible now than it used to be thanks to computers, but  
               it still gives an unfair advantage to institutional  
               litigants who have the resources to collect and use the  
               unpublished opinions, request publication or  
               non-publication in selected cases and otherwise shape the  
               subterranean law to their own benefit.

                 Most fundamentally, the non-citation rule flouts the  
               Anglo-American principle that the law is what the courts  
               have decided.  Judicial power derives its legitimacy from  
               deciding cases.  When judges say they alone can determine  
               the lawmaking effect of their decisions, they're claiming a  
               power more legislative than judicial.  Barring an attorney  
               from telling the court about a prior court decision may  
               deny due process.

                 It also may infringe free speech.  As Judge Richard S.  
               Arnold of the 8th U.S. Circuit Court of Appeals has  
               observed, "If we decided a case directly on point  
               yesterday, lawyers may not even remind us of this fact.   
               The bar is gagged."

          Against these arguments, Barnett unabashedly asserts the Schmier  
          court "produced mostly a parade of straw men."  Concludes  
          Barnett:  

               The fact remains ? courts should not have the sole  
               prerogative to determine which of their opinions may  
               be cited.  They should not be able to decree, as they  
               now have, that more than 90 percent of California  
               Court of Appeal decisions are not law.  To lift this  
               cloud from our judicial system, AB 2404 deserves  
               support ... 

           ARGUMENTS IN OPPOSITION  :   The Judicial Council opposes the  
          bill, arguing that:

               The current rules for publication and citability best serve  
               the public interest.  Pursuant to the California  
               Constitution, the California Rules of Court, Rule 976  
               establish the grounds for publication of appellate opinions  
               in the official reports. ? Conferring precedential value on  
               the many thousands of unofficially published cases would  
               add nothing to the development of the law.  On the other  








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               hand, requiring counsel to search for and review all  
               appellate cases, whether or not officially reported, would  
               place undue time and cost burdens on litigants, their  
               counsel, and the courts.  Further, if privately published  
               cases constituted, precedent, there would be no way to  
               ensure that counsel would be able to locate and review all  
               related opinions.

          The California Judges Association also opposes the bill, citing  
          the following reasons:

                     AB 2404 would create an unconstitutional statute,  
                 usurping the Supreme Court's prerogative and violating  
                 the separation of powers doctrine.  (Article VI, section  
                 14, of the California Constitution provides that "The  
                 Legislature shall provide for the prompt publication of  
                 such opinions of the Supreme Court and courts of appeal  
                 as the Supreme Court deems appropriate . . . ."  [Bold  
                 italics added.].)

                     The number of opinions published in California is  
                 already staggering.  Publication of all written appellate  
                 opinions would promote obfuscation and increase the  
                 complexity of judicial decision-making.

                     Circulation of opinions not certified for  
                 publication is a moot issue.  Those opinions are  
                 presently available as public records.  No Rule or  
                 statute prevents private publication or circulation.

                     Precedential use of all opinions for stare decisis  
                 purposes would monumentally increase costs of litigation  
                 both for the judiciary and for the legal community.   
                 (Both lawyers and courts would require costly and complex  
                 new legal research mechanisms.)

          In opposition to the bill, the California District Attorneys  
          Association (CDAA) states: 

               Article VI, section 14 of the California Constitution  
               provides discretion to the California Supreme Court to  
               publish those decisions the high court "deems  
               appropriate."  Given that AB 2404 merely amends the  
               Government Code, it would appear this legislation is  
               unconstitutional.  Aside from questions of  








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               constitutionality, CDAA is also opposed to this  
               legislation for policy reasons.  Presently, Rule 976 ?  
               standards help ensure that only the most worthy and  
               important cases are published.  AB 2404 would impose  
               no similar standards on private publishers.  This  
               creates the very real potential that all appellate  
               decisions no matter how poorly decided or otherwise  
               inconsequential, would be published and given the  
               authority of stare decisis.

               The flood of published opinions resulting from this  
               legislation would create tremendous problems in the  
               litigation of criminal cases.  The body of applicable  
               caselaw would expand dramatically, requiring  
               practitioners to undertake the virtually impossible  
               task of, at a minimum, becoming aware of all such  
               cases, if not actually reading them.  Moreover, it  
               would require prosecutor and defense offices to  
               subscribe to all private publishing services at  
               considerable public expense.  CDAA strongly believes  
               that discretion whether to publish appellate decisions  
               soundly and appropriately rests with the California  
               Supreme Court.  The Court performs admirable work  
               cuffing out those cases warranting publication and  
               avoiding the unnecessary publication of those that do  
               not.

          The California Public Defenders Association also opposes the  
          bill, arguing that it is "concerned about the practical impact  
          this bill will have on its members, and for that matter, all  
          practicing attorneys throughout the state. ... Attorneys would  
          be required to review not only the official reporters to  
          determine the state of the law, but also a hodgepodge of  
          unofficial reporters with thousands more opinions that were  
          never intended to have precedential value in the first place."

          In opposition, the California Attorneys for Criminal Justice  
          argues: 

               Deciding which interpretations of the law should be  
               published and therefore binding in other cases  
               properly rests with the Supreme Court.  (See Calif.  
               Const., Art. VI, sec. 14.)  If enacted, this measure  
               will be subject to constitutional challenges; it not  
               only conflicts with specific constitutional  








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               provisions, but it violates the separation of powers  
               by allowing the legislative branch to encroach on the  
               powers of the judiciary.  

               In addition, AB 2404 would greatly expand the body of  
               law attorneys and proper litigants are expected to  
               know.  It will be virtually impossible to discern  
               which rule is the "right" rule.  For every rule of  
               law, the opposite rule of law will exist.  Some  
               factual situations are so common that the opinion  
               cannot possibly add anything to the existing body of  
               law.  Often the analysis is illogical or simply  
               incorrect.  This measure would completely blur what  
               little clarity and consistency we have in our  
               decisional law.

          The Western Center on Law and Poverty cites concerns that the  
          bill "would give significant legal advantages to wealthy clients  
          and their lawyers who are better able to selectively publish and  
          cite decisions which benefit their interests.  It would also  
          require investment of additional resources to do legal research,  
          and place attorneys with poorer clients and fewer resources at  
          greater risk of malpractice for failure to uncover obscure,  
          privately published precedent."

          The Consumer Attorneys of California argue that:

               ? making all appellate decisions public will lead to  
               enormous practical problems.  First, keeping abreast  
               of the large body of law that would be created under  
               such a system would be extremely difficult.  The sheer  
               volume of cases would be impossible to follow.  

               Second, the volume of cases would lead to confusion.   
               Many appellate decisions that are not certified for  
               publication are fact dependent and should not form the  
               basis for precedent.  This could lead to poor  
               decisions being used as precedent, especially in  
               rapidly developing areas such as employment products,  
               mass toxics and the more complicated areas of law.   
               While we understand the author's concern about the  
               increasing number of unpublished (and de-published)  
               opinions, we are concerned about the problems this  
               proposed solution would create.  









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          The California Defense Counsel fears that the bill's "approach  
          would result in total chaos, with opinions published by an  
          almost endless number of sources, all with precedential value.   
          The chances of missing a case to the detriment of our clients,  
          with resulting malpractice exposure, would increase greatly,  
          with no discernible offsetting benefit.  Finally, we are not  
          sure exactly what problem the bill is attempting to solve - the  
          existing publication system works well, is understood by  
          practitioners, and is evolving as new technologies emerge."

          The Attorney General's Office also opposes the bill, stating:

               It is our opinion that this bill is in derogation of  
               the authority of the Supreme Court under article VI,  
               section 14, of the state constitution; it may be  
               beyond the Legislature's authority to prescribe the  
               precedential effect of decisions by purporting to  
               require application of stare decisis in later cases  
               heard by reviewing courts; it would cause a great  
               workload increase for the courts, thus delaying the  
               rendering of decisions; and it would impose a  
               tremendous burden on attorneys, including those in the  
               Department of Justice and other governmental agencies,  
               thereby delaying cases and increasing costs.

          In opposition to the bill, the Los Angeles County Bar  
          Association Appellate Courts Committee states:

               If all unpublished opinions are posted on the courts'  
               web sites, the justices and their staff will have to  
               invest extra time in drafting all opinions so that  
               they are minimally understandable to nonparties who do  
               not have the benefit of familiarity with the record  
                                                   and briefs on appeal. Time spent polishing opinions  
               that offer no significant legal guidance beyond the  
               existing body of published precedent could be better  
               invested in deciding other cases expeditiously.   
               Moreover, if opinions are posted, it will likely be  
               more difficult to obtain a consensus among the  
               justices regarding the precise approach for arriving  
               at a result that all agree is proper.  Again, if extra  
               time is spent to craft concurring opinions, costly  
               delays in the resolution of appellate litigation will  
               inevitably result.









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               We aware of the contention that selective publication  
               gives institutional litigants an edge because they are  
               aware of some of the unpublished opinions.  However,  
               from our committee's collective experience, we do not  
               believe that any one litigant or law firm has access  
               to unpublished opinions that offers a measurable  
               advantage over any other party. More importantly, it  
               is far from clear that indiscriminate posting of all  
               opinions, presumably on an internet-accessible site,  
               would remedy the perceived inequality between smaller  
               and larger firms or litigants; the reverse is likely  
               to he true. The resources of better-heeled litigants -  
               newer computers, faster internet connections, larger  
               staff, and more money to pay electronic services like  
               Lexis and Westlaw - may well give them a greater  
               ability than smaller competitors to plow through a  
               dramatically increased body of law for insights into  
               judicial trends or individual justices' thinking.

               Posting all opinions raises a number of logistical  
               problems that will drain the court system's limited  
               monetary resources. We anticipate that commercial  
               services would step into the mix, seizing the  
               opportunity to compile the opinions and make them  
               available on a fee-paying basis. But without strict  
               court oversight, the sites would be unofficial and  
               potentially unreliable. In addition, fee-based sites  
               would undercut any benefit to litigants with limited  
               funds. ? 

               We already have an enormous common law base upon which  
               to build -- a base promised on the rule that decisions  
               announcing new or important rules of law will be  
               published. (See Cal. Rules of Court, rule 976(b),)  
               Multiplying that base ten-fold by granting stare  
               decisis effect to opinions that offer no additional  
               meaningful guidance to litigants would only require  
               courts and counsel to parse innumerable opinions in an  
               attempt to analogize, harmonize, and/or distinguish  
               the results in cases that differ in insignificant  
               particulars. This would hinder, not advance, the  
               development of a coherent body of precedent. ?

           Issue #1: Is This Bill Constitutional?   Many opponents of the  
          bill have indicated a belief that the bill's requirement that  








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          all final opinions of the California Supreme Court, courts of  
          appeal and appellate divisions of the superior courts be  
          published and citable as precedent is subject to Constitutional  
          challenge because it contravenes the Supreme Court's authority  
          to determine the precedential effect of opinions under Article  
          VI, Section 14 of the Constitution.

           Issue #2: Is This Bill Workable?   According to the Judicial  
          Council and other opponents, regardless of how one feels about  
          the citability issue, the mechanism created to address this  
          concern is completely unworkable because it creates a situation  
          where the cases contained in both the Official Reports (which  
          currently contains opinions certified for publication under  
          Rules of Court 976 and 978) and the private reporting system  
          (which, under the bill, would contain all final appellate court  
          opinions) are considered citable and therefore of precedential  
          value.  

          As a result, the body of law an attorney and a court would be  
          expected to know would be significantly greater under the bill.   
          The Los Angeles County Bar Association Appellate Courts  
          Committee states that "No one would escape this burden. Counsel  
          could not write briefs without undergoing the time-consuming  
          effort of researching the database of "persuasive" cases for  
          fear of missing key cases and being charged with malpractice;  
          courts could not write opinions without undertaking the same  
          effort."  
           
          Even one of the bill's strongest supporters, Professor Stephen  
          Barnett, notes that he "might question the language of the  
          present bill in one or more minor respects."
           
            Issue #3: Is This Bill Timely?   As noted above, the Judicial  
          Council's Appellate Process Task Force is currently studying  
          "the manner in which appellate courts perform their functions,"  
          including the issue of publication of opinions.  The Committee  
          may therefore conclude that it is best to permit the Judicial  
          Council process to move forward on this issue prior to making  
          any Legislative reforms.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support  

          Stephen Barnett, Professor of Law, Boalt Hall, UC Berkeley








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          Jeff Brown, Public Defender of San Francisco
          Committee for the Rule of Law
          Terence Hallinan, District Attorney, City and County of San  
          Francisco
          Peter Keane, Dean, School of Law, Golden Gate University
          David Ratner, former Dean, School of Law, University of San  
          Francisco
          San Francisco Democratic County Central Committee
          Four Individuals

           Opposition  

          Attorney General
          California Attorneys for Criminal Justice
          California Defense Counsel
          California District Attorneys Association
          California Judges Association
          California Public Defenders Association
          Consumer Attorneys of California 
          Judicial Council
          Los Angeles County Bar Association Appellate Courts Committee
          Los Angeles County District Attorney's Office
          Western Center on Law and Poverty
           

          Analysis Prepared by  :    Saskia Kim / JUD. / (916) 319-2334